Effective date: 7/1/07-6/30/08
(Links to other parts of the Code are continually being added. Thank you for your patience.) Click here for an overview of FOIA and answers to frequently asked questions.
§ 2.2-3700.Short title; policy.
§ 2.2-3701. Definitions.
§ 2.2-3702. Notice of chapter.
§ 2.2-3703.
Public bodies and records to which chapter inapplicable; voter
registration and election records; access by persons incarcerated in a
state, local, or federal correctional facility.
§ 2.2-3704. Public records to be open to inspection; procedure for requesting records and responding to request; charges.
§ 2.2-3704.1.
Posting of notice of rights and responsibilities by state public
bodies; assistance by the Freedom of Information Advisory Council.
§ 2.2-3705.1. Exclusions to application of chapter; exclusions of general application to public bodies.
§ 2.2-3705.2. Exclusions to application of chapter; records relating to public safety.
§ 2.2-3705.3. Exclusions to application of chapter; records relating to administrative investigations.
§ 2.2-3705.4. Exclusions to application of chapter; educational records and certain records of educational institutions.
§ 2.2-3705.5. Exclusions to application of chapter; health and social services records.
§ 2.2-3705.6. Exclusions to application of chapter; proprietary records and trade secrets.
§ 2.2-3705.7. Exclusions to application of chapter; records of specific public bodies and certain other limited exemptions.
§ 2.2-3705.8. Limitation on record exclusions.
§ 2.2-3706. Disclosure of criminal records; limitations.
§ 2.2-3707. Meetings to be public; notice of meetings; recordings; minutes.
§ 2.2-3707.01. Meetings of the General Assembly.
§ 2.2-3707.1. Posting of minutes for state boards and commissions.
§ 2.2-3708. Electronic communication meetings. § 2.2-3708.1. Participation in meetings in event of emergency; certain disabilities; distance from meeting location for certain public bodies. § 2.2-3709. Expired.
§ 2.2-3710. Transaction of public business other than by votes at meetings prohibited.
§ 2.2-3711. Closed meetings authorized for certain limited purposes.
§ 2.2-3712. Closed meetings procedures; certification of proceedings.
§ 2.2-3713. Proceedings for enforcement of chapter.*** § 2.2-3714. Violations and penalties. ***The form needed to begin a FOIA case in district court can be found here (PDF - 32KB) . Directions for using the form can be found here (PDF - 96.63 KB).
§ 2.2-3700. Short title; policy.
A. This chapter may be cited as "The Virginia Freedom of Information Act."
B.
By enacting this chapter, the General Assembly ensures the people of
the Commonwealth ready access to public records in the custody of a
public body or its officers and employees, and free entry to meetings
of public bodies wherein the business of the people is being conducted.
The affairs of government are not intended to be conducted in an
atmosphere of secrecy since at all times the public is to be the
beneficiary of any action taken at any level of government. Unless a
public body or its officers or employees specifically elect to exercise
an exemption provided by this chapter or any other statute, every
meeting shall be open to the public and all public records shall be
available for inspection and copying upon request. All public records
and meetings shall be presumed open, unless an exemption is properly
invoked.
The provisions of this chapter shall be
liberally construed to promote an increased awareness by all persons of
governmental activities and afford every opportunity to citizens to
witness the operations of government. Any exemption from public access
to records or meetings shall be narrowly construed and no record shall
be withheld or meeting closed to the public unless specifically made
exempt pursuant to this chapter or other specific provision of law.
This chapter shall not be construed to discourage the free discussion
by government officials or employees of public matters with the
citizens of the Commonwealth.
All public bodies and
their officers and employees shall make reasonable efforts to reach an
agreement with a requester concerning the production of the records
requested.
Any ordinance adopted by a local governing body that conflicts with the provisions of this chapter shall be void.
§ 2.2-3701. Definitions.
As used in this chapter, unless the context requires a different meaning:
"Closed meeting" means a meeting from which the public is excluded.
"Electronic communication" means any audio or combined audio and visual communication method.
"Emergency" means an unforeseen circumstance rendering the notice
required by this chapter impossible or impracticable and which
circumstance requires immediate action.
"Meeting" or
"meetings" means the meetings including work sessions, when sitting
physically, or through telephonic or video equipment pursuant to §2.2-3708,
as a body or entity, or as an informal assemblage of (i) as many as
three members or (ii) a quorum, if less than three, of the constituent
membership, wherever held, with or without minutes being taken, whether
or not votes are cast, of any public body. The gathering of employees
of a public body shall not be deemed a "meeting" subject to the
provisions of this chapter.
"Open meeting" or "public meeting" means a meeting at which the public may be present.
"Public body" means any legislative body, authority, board, bureau,
commission, district or agency of the Commonwealth or of any political
subdivision of the Commonwealth, including cities, towns and counties,
municipal councils, governing bodies of counties, school boards and
planning commissions; boards of visitors of public institutions of
higher education; and other organizations, corporations or agencies in
the Commonwealth supported wholly or principally by public funds. It
shall include (i) the Virginia Birth-Related Neurological Injury
Compensation Program and its board of directors established pursuant to
Chapter 50 (§38.2-5000
et seq.) of Title 38.2 and (ii) any committee, subcommittee, or other
entity however designated, of the public body created to perform
delegated functions of the public body or to advise the public body. It
shall not exclude any such committee, subcommittee or entity because it
has private sector or citizen members. Corporations organized by the
Virginia Retirement System are "public bodies" for purposes of this
chapter.
For the purposes of the provisions of this
chapter applicable to access to public records, constitutional officers
shall be considered public bodies and, except as otherwise expressly
provided by law, shall have the same obligations to disclose public
records as other custodians of public records.
"Public
records" means all writings and recordings that consist of letters,
words or numbers, or their equivalent, set down by handwriting,
typewriting, printing, photostatting, photography, magnetic impulse,
optical or magneto-optical form, mechanical or electronic recording or
other form of data compilation, however stored, and regardless of
physical form or characteristics, prepared or owned by, or in the
possession of a public body or its officers, employees or agents in the
transaction of public business. ‘‘Regional public body’’ means a unit of government organized as provided by law within defined boundaries, as determined by the General Assembly, whose members are appointed by the participating local governing bodies, and such unit includes two or more counties or cities. "Scholastic records"
means those records containing information directly related to a
student and maintained by a public body that is an educational agency
or institution or by a person acting for such agency or institution.
§ 2.2-3702. Notice of chapter.
Any
person elected, reelected, appointed or reappointed to any body not
excepted from this chapter shall (i) be furnished by the public body's
administrator or legal counsel with a copy of this chapter within two
weeks following election, reelection, appointment or reappointment and
(ii) read and become familiar with the provisions of this chapter.
§
2.2-3703. Public bodies and records to which chapter inapplicable;
voter registration and election records; access by persons incarcerated
in a state, local, or federal correctional facility.
A. The provisions of this chapter shall not apply to:
1.
The Virginia Parole Board, except that (i) information from the Virginia Parole Board providing the number of inmates considered by such Board for discretionary parole, the number of inmates granted or denied parole, and the number of parolees returned to the custody of the Department of Corrections solely as a result of a determination by such Board of a violation of parole shall be open to inspection and available for release, on a monthly basis, as provided by § 2.2-3704 and (ii) all records concerning the finances of the Virginia Parole Board shall be public records and subject to the provisions of this chapter. The information required by clause (i) shall be furnished by offense, sex, race, age of the inmate, and the locality in which the conviction was obtained, upon the request of the party seeking the information;
2. Petit juries and grand juries;
3. Family assessment and planning teams established pursuant to § 2.2-5207; and
4. The Virginia State Crime Commission. 5. The records required by law to be maintained by the clerks of the courts of record, as defined in § 1-212, and courts not of record, as defined in § 16.1-69.5. However, other records maintained by the clerks of such courts shall be public records and subject to the provisions of this chapter.
B.
Public access to voter registration and election records shall be
governed by the provisions of Title 24.2 and this chapter. The
provisions of Title 24.2 shall be controlling in the event of any
conflict.
C. No provision of this chapter or Chapter 21 (§ 30-178 et seq.) of Title 30 shall be construed to afford any rights to any person (i) incarcerated in a state, local or federal correctional facility, whether or not such facility is (a) located in the Commonwealth or (b) operated pursuant to the Corrections Private Management Act (§ 53.1-261 et seq.) or (ii) civilly committed pursuant to the Sexually Violent Predators Act (§ 37.2-900 et seq.). However, this subsection shall not be construed to prevent such persons from exercising their constitutionally protected rights, including, but not limited to, their right to call for evidence in their favor in a criminal prosecution. § 2.2-3704. Public records to be open to inspection; procedure for requesting records and responding to request; charges. A. Except as otherwise specifically provided by law, all public records shall be open to inspection and copying by any citizens of the Commonwealth during the regular office hours of the custodian of such records. Access to such records shall not be denied to citizens of the Commonwealth, representatives of newspapers and magazines with circulation in the Commonwealth, and representatives of radio and television stations broadcasting in or into the Commonwealth. The custodian may require the requester to provide his name and legal address. The custodian of such records shall take all necessary precautions for their preservation and safekeeping.
B. A request for public records shall identify the requested records with reasonable specificity. The request need not make reference to this chapter in order to invoke the provisions of this chapter or to impose the time limits for response by a public body. Any public body that is subject to this chapter and that is the custodian of the requested records shall promptly, but in all cases within five working days of receiving a request, provide the requested records to the requester or make one of the following responses in writing:
1. The requested records are being entirely withheld because their release is prohibited by law or the custodian has exercised his discretion to withhold the records in accordance with this chapter. Such response shall identify with reasonable particularity the volume and subject matter of withheld records, and cite, as to each category of withheld records, the specific Code section that authorizes the withholding of the records.
2. The requested records are being provided in part and are being withheld in part because the release of part of the records is prohibited by law or the custodian has exercised his discretion to withhold a portion of the records in accordance with this chapter. Such response shall identify with reasonable particularity the subject matter of withheld portions, and cite, as to each category of withheld records, the specific Code section that authorizes the withholding of the records. When a portion of a requested record is withheld, the public body may delete or excise only that portion of the record to which an exemption applies and shall release the remainder of the record.
3. The requested records could not be found or do not exist. However, if the public body that received the request knows that another public body has the requested records, the response shall include contact information for the other public body.
4. It is not practically possible to provide the requested records or to determine whether they are available within the five-work-day period. Such response shall specify the conditions that make a response impossible. If the response is made within five working days, the public body shall have an additional seven work days in which to provide one of the four preceding responses.
C. Any public body may petition the appropriate court for additional time to respond to a request for records when the request is for an extraordinary volume of records or requires an extraordinarily lengthy search, and a response by the public body within the time required by this chapter will prevent the public body from meeting its operational responsibilities. Before proceeding with the petition, however, the public body shall make reasonable efforts to reach an agreement with the requester concerning the production of the records requested.
D. Subject to the provisions of subsections G and J, no public body shall be required to create a new record if the record does not already exist. However, a public body may abstract or summarize information under such terms and conditions as agreed between the requester and the public body.
E. Failure to respond to a request for records shall be deemed a denial of the request and shall constitute a violation of this chapter.
F. A public body may make reasonable charges not to exceed its actual cost incurred in accessing, duplicating, supplying, or searching for the requested records. No public body shall impose any extraneous, intermediary or surplus fees or expenses to recoup the general costs associated with creating or maintaining records or transacting the general business of the public body. Any duplicating fee charged by a public body shall not exceed the actual cost of duplication. The public body may also make a reasonable charge for the cost incurred in supplying records produced from a geographic information system at the request of anyone other than the owner of the land that is the subject of the request. However, such charges shall not exceed the actual cost to the public body in supplying such records, except that the public body may charge, on a pro rata per acre basis, for the cost of creating topographical maps developed by the public body, for such maps or portions thereof, which encompass a contiguous area greater than 50 acres. All charges for the supplying of requested records shall be estimated in advance at the request of the citizen.
G. Public records maintained by a public body in an electronic data processing system, computer database, or any other structured collection of data shall be made available to a requester at a reasonable cost, not to exceed the actual cost in accordance with subsection F. When electronic or other databases are combined or contain exempt and nonexempt records, the public body may provide access to the exempt records if not otherwise prohibited by law, but shall provide access to the nonexempt records as provided by this chapter.
Public bodies shall produce nonexempt records maintained in an electronic database in any tangible medium identified by the requester, including, where the public body has the capability, the option of posting the records on a website or delivering the records through an electronic mail address provided by the requester, if that medium is used by the public body in the regular course of business. No public body shall be required to produce records from an electronic database in a format not regularly used by the public body. However, the public body shall make reasonable efforts to provide records in any format under such terms and conditions as agreed between the requester and public body, including the payment of reasonable costs. The excision of exempt fields of information from a database or the conversion of data from one available format to another shall not be deemed the creation, preparation or compilation of a new public record.
H. In any case where a public body determines in advance that charges for producing the requested records are likely to exceed $200, the public body may, before continuing to process the request, require the requester to agree to payment of a deposit not to exceed the amount of the advance determination. The deposit shall be credited toward the final cost of supplying the requested records. The period within which the public body shall respond under this section shall be tolled for the amount of time that elapses between notice of the advance determination and the response of the requester.
I. Before processing a request for records, a public body may require the requester to pay any amounts owed to the public body for previous requests for records that remain unpaid 30 days or more after billing.
J. Every public body of state government shall compile, and annually update, an index of computer databases that contains at a minimum those databases created by them on or after July 1, 1997. ‘‘Computer database’’ means a structured collection of data or records residing in a computer. Such index shall be a public record and shall include, at a minimum, the following information with respect to each database listed therein: a list of data fields, a description of the format or record layout, the date last updated, a list of any data fields to which public access is restricted, a description of each format in which the database can be copied or reproduced using the public body’s computer facilities, and a schedule of fees for the production of copies in each available form. The form, context, language, and guidelines for the indices and the databases to be indexed shall be developed by the Virginia Information Technologies Agency in consultation with the Librarian of Virginia and the State Archivist. The public body shall not be required to disclose its software security, including passwords.
§
2.2-3704.1. Posting of notice of rights and responsibilities by state
public bodies; assistance by the Freedom of Information Advisory
Council.
A. All state public bodies created in the
executive branch of state government and subject to the provisions of
this chapter shall make available the following information to the
public upon request and shall post such information on the Internet:
1.
A plain English explanation of the rights of a requester under this
chapter, the procedures to obtain public records from the public body,
and the responsibilities of the public body in complying with this
chapter. For purposes of this subdivision "plain English" means written
in nontechnical, readily understandable language using words of common
everyday usage and avoiding legal terms and phrases or other terms and
words of art whose usage or special meaning primarily is limited to a
particular field or profession;
2. Contact information
for the person designated by the public body to (i) assist a requester
in making a request for records or (ii) respond to requests for public
records; and
3. Any policy the public body has
concerning the type of public records it routinely withholds from
release as permitted by this chapter.
B. The Freedom of Information Advisory Council, created pursuant to § 30-178, shall assist in the development and implementation of the provisions of subsection A, upon request.
§ 2.2-3705.1. Exclusions to application of chapter; exclusions of general application to public bodies.
The
following records are excluded from the provisions of this chapter but
may be disclosed by the custodian in his discretion, except where such
disclosure is prohibited by law:
1.
Personnel records containing information concerning identifiable
individuals, except that access shall not be denied to the person who
is the subject thereof. Any person who is the subject of any personnel
record and who is 18 years of age or older may waive, in writing, the
protections afforded by this subdivision. If the protections are so
waived, the public body shall open such records for inspection and
copying.
2. Written advice of legal counsel to state,
regional or local public bodies or the officers or employees of such
public bodies, and any other records protected by the attorney-client
privilege.
3. Legal memoranda and other work product
compiled specifically for use in litigation or for use in an active
administrative investigation concerning a matter that is properly the
subject of a closed meeting under § 2.2-3711.
4.
Any test or examination used, administered or prepared by any public
body for purposes of evaluation of (i) any student or any student's
performance, (ii) any employee or employment seeker's qualifications or
aptitude for employment, retention, or promotion, or (iii)
qualifications for any license or certificate issued by a public body.
As
used in this subdivision, "test or examination" shall include (a) any
scoring key for any such test or examination and (b) any other document
that would jeopardize the security of the test or examination. Nothing
contained in this subdivision shall prohibit the release of test scores
or results as provided by law, or limit access to individual records as
provided by law. However, the subject of such employment tests shall be
entitled to review and inspect all records relative to his performance
on such employment tests.
When, in the reasonable
opinion of such public body, any such test or examination no longer has
any potential for future use, and the security of future tests or
examinations will not be jeopardized, the test or examination shall be
made available to the public. However, minimum competency tests
administered to public school children shall be made available to the
public contemporaneously with statewide release of the scores of those
taking such tests, but in no event shall such tests be made available
to the public later than six months after the administration of such
tests.
5. Records recorded in or compiled exclusively for use in closed meetings lawfully held pursuant to § 2.2-3711.
However, no record that is otherwise open to inspection under this
chapter shall be deemed exempt by virtue of the fact that it has been
reviewed or discussed in a closed meeting.
6. Vendor
proprietary information software that may be in the official records of
a public body. For the purpose of this subdivision, "vendor proprietary
software" means computer programs acquired from a vendor for purposes
of processing data for agencies or political subdivisions of the
Commonwealth.
7. Computer software developed by or for
a state agency, state-supported institution of higher education or
political subdivision of the Commonwealth.
8.
Appraisals and cost estimates of real property subject to a proposed
purchase, sale or lease, prior to the completion of such purchase, sale
or lease.
9. Records concerning reserves established
in specific claims administered by the Department of the Treasury
through its Division of Risk Management as provided in Article 5 (§ 2.2-1832
et seq.) of Chapter 18 of this title, or by any county, city, or town;
and investigative notes, correspondence and information furnished in
confidence with respect to an investigation of a claim or a potential
claim against a public body's insurance policy or self-insurance plan.
However, nothing in this subdivision shall prohibit the disclosure of
information taken from inactive reports upon expiration of the period
of limitations for the filing of a civil suit.
10. Personal information, as defined in § 2.2-3801,
including electronic mail addresses, furnished to a public body for the
purpose of receiving electronic mail from the public body, provided
that the electronic mail recipient has requested that the public body
not disclose such information. However, access shall not be denied to
the person who is the subject of the record.
11. Communications and materials required to be kept confidential pursuant to § 2.2-4119 of the Virginia Administrative Dispute Resolution Act (§ 2.2-4115 et seq.).
12.
Records relating to the negotiation and award of a specific contract
where competition or bargaining is involved and where the release of
such records would adversely affect the bargaining position or
negotiating strategy of the public body. Such records shall not be
withheld after the public body has made a decision to award or not to
award the contract. In the case of procurement transactions conducted
pursuant to the Virginia Public Procurement Act (§ 2.2-4300
et seq.), the provisions of this subdivision shall not apply, and any
release of records relating to such transactions shall be governed by
the Virginia Public Procurement Act.
§ 2.2-3705.2. Exclusions to application of chapter; records relating to public safety.
The
following records are excluded from the provisions of this chapter but
may be disclosed by the custodian in his discretion, except where such
disclosure is prohibited by law:
1.
Confidential records, including victim identity, provided to or
obtained by staff in a rape crisis center or a program for battered
spouses.
2. Those portions of engineering and
construction drawings and plans submitted for the sole purpose of
complying with the Building Code in obtaining a building permit that
would identify specific trade secrets or other information, the
disclosure of which would be harmful to the competitive position of the
owner or lessee. However, such information shall be exempt only until
the building is completed. Information relating to the safety or
environmental soundness of any building shall not be exempt from
disclosure.
Those portions of engineering and
construction drawings and plans that reveal critical structural
components, security equipment and systems, ventilation systems, fire
protection equipment, mandatory building emergency equipment or
systems, elevators, electrical systems, telecommunications equipment
and systems, and other utility equipment and systems submitted for the
purpose of complying with the Uniform Statewide Building Code (§ 36-97 et seq.) or the Statewide Fire Prevention Code (§ 27-94
et seq.), the disclosure of which would jeopardize the safety or
security of any public or private commercial office, multifamily
residential or retail building or its occupants in the event of
terrorism or other threat to public safety, to the extent that the
owner or lessee of such property, equipment or system in writing (i)
invokes the protections of this paragraph; (ii) identifies the
drawings, plans, or other materials to be protected; and (iii) states
the reasons why protection is necessary.
Nothing in
this subdivision shall prevent the disclosure of information relating
to any building in connection with an inquiry into the performance of
that building after it has been subjected to fire, explosion, natural
disaster or other catastrophic event.
3. Documentation
or other information that describes the design, function, operation or
access control features of any security system, whether manual or
automated, which is used to control access to or use of any automated
data processing or telecommunications system.
4. Plans
and information to prevent or respond to terrorist activity, the
disclosure of which would jeopardize the safety of any person,
including (i) critical infrastructure sector or structural components;
(ii) vulnerability assessments, operational, procedural,
transportation, and tactical planning or training manuals, and staff
meeting minutes or other records; and (iii) engineering or
architectural records, or records containing information derived from
such records, to the extent such records reveal the location or
operation of security equipment and systems, elevators, ventilation,
fire protection, emergency, electrical, telecommunications or utility
equipment and systems of any public building, structure or information
storage facility, or telecommunications or utility equipment or
systems. The same categories of records of any governmental or
nongovernmental person or entity submitted to a public body for the
purpose of antiterrorism response planning may be withheld from
disclosure if such person or entity in writing (a) invokes the
protections of this subdivision, (b) identifies with specificity the
records or portions thereof for which protection is sought, and (c)
states with reasonable particularity why the protection of such records
from public disclosure is necessary to meet the objective of
antiterrorism planning or protection. Such statement shall be a public
record and shall be disclosed upon request. Nothing in this subdivision
shall be construed to prohibit the disclosure of records relating to
the structural or environmental soundness of any building, nor shall it
prevent the disclosure of information relating to any building in
connection with an inquiry into the performance of that building after
it has been subjected to fire, explosion, natural disaster or other
catastrophic event.
5. Information that would disclose
the security aspects of a system safety program plan adopted pursuant
to 49 C.F.R. Part 659 by the Commonwealth's designated Rail Fixed
Guideway Systems Safety Oversight agency; and information in the
possession of such agency, the release of which would jeopardize the
success of an ongoing investigation of a rail accident or other
incident threatening railway safety.
6. Engineering
and architectural drawings, operational, procedural, tactical planning
or training manuals, or staff meeting minutes or other records, the
disclosure of which would reveal surveillance techniques, personnel
deployments, alarm or security systems or technologies, or operational
and transportation plans or protocols, to the extent such disclosure
would jeopardize the security of any governmental facility, building or
structure or the safety of persons using such facility, building or
structure.
7. Security plans and specific assessment components of school safety audits, as provided in § 22.1-279.8.
Nothing
in this subdivision shall be construed to prohibit the disclosure of
records relating to the effectiveness of security plans after (i) any
school building or property has been subjected to fire, explosion,
natural disaster or other catastrophic event, or (ii) any person on
school property has suffered or been threatened with any personal
injury.
8. (Expires July 1, 2006) Records of the
Virginia Commission on Military Bases created by the Governor pursuant
to Executive Order No. 49 (2003), to the extent that such records
contain information relating to vulnerabilities of military bases
located in Virginia and strategies under consideration or developed by
the Commission to limit the effect of or to prevent the realignment or
closure of federal military bases located in Virginia.
9.
Records of the Commitment Review Committee concerning the mental health
assessment of an individual subject to commitment as a sexually violent
predator under Chapter 9 (§ 37.2-900
et seq.) of Title 37.2; except that in no case shall records
identifying the victims of a sexually violent predator be disclosed.
10.
Subscriber data, which for the purposes of this subdivision, means the
name, address, telephone number, and any other information identifying
a subscriber of a telecommunications carrier, provided directly or
indirectly by a telecommunications carrier to a public body that
operates a 911 or E-911 emergency dispatch system or an emergency
notification or reverse 911 system, if the data is in a form not made
available by the telecommunications carrier to the public generally.
Nothing in this subdivision shall prevent the release of subscriber
data generated in connection with specific calls to a 911 emergency
system, where the requester is seeking to obtain public records about
the use of the system in response to a specific crime, emergency or
other event as to which a citizen has initiated a 911 call.
11.
Subscriber data, which for the purposes of this subdivision, means the
name, address, telephone number, and any other information identifying
a subscriber of a telecommunications carrier, collected by a local
governing body in accordance with the Enhanced Public Safety Telephone
Services Act (§ 56-484.12
et seq.), and other identifying information of a personal, medical, or
financial nature provided to a local governing body in connection with
a 911 or E-911 emergency dispatch system or an emergency notification
or reverse 911 system, if such records are not otherwise publicly
available. Nothing in this subdivision shall prevent the release of
subscriber data generated in connection with specific calls to a 911
emergency system, where the requester is seeking to obtain public
records about the use of the system in response to a specific crime,
emergency or other event as to which a citizen has initiated a 911 call.
§ 2.2-3705.3. Exclusions to application of chapter; records relating to administrative investigations.
The
following records are excluded from the provisions of this chapter but
may be disclosed by the custodian in his discretion, except where such
disclosure is prohibited by law:
1.
Confidential records of all investigations of applications for licenses
and permits, and of all licensees and permittees, made by or submitted
to the Alcoholic Beverage Control Board, the State Lottery Department,
the Virginia Racing Commission, the Department of Charitable Gaming, or
the Private Security Services Unit of the Department of Criminal
Justice Services.
2. Records of active investigations
being conducted by the Department of Health Professions or by any
health regulatory board in the Commonwealth.
3.
Investigator notes, and other correspondence and information, furnished
in confidence with respect to an active investigation of individual
employment discrimination complaints made to the Department of Human
Resource Management or to such personnel of any local public body,
including local school boards as are responsible for conducting such
investigations in confidence. However, nothing in this section shall
prohibit the disclosure of information taken from inactive reports in a
form that does not reveal the identity of charging parties, persons
supplying the information or other individuals involved in the
investigation.
4. Records of active investigations being conducted by the Department of Medical Assistance Services pursuant to Chapter 10 (§ 32.1-323 et seq.) of Title 32.1.
5.
Investigative notes and other correspondence and information furnished
in confidence with respect to an investigation or conciliation process
involving an alleged unlawful discriminatory practice under the
Virginia Human Rights Act (§ 2.2-3900 et seq.) or under any local ordinance adopted in accordance with the authority specified in § 2.2-2638, or adopted pursuant to § 15.2-965,
or adopted prior to July 1, 1987, in accordance with applicable law,
relating to local human rights or human relations commissions. However,
nothing in this section shall prohibit the distribution of information
taken from inactive reports in a form that does not reveal the identity
of the parties involved or other persons supplying information.
6.
Records of studies and investigations by the State Lottery Department
of (i) lottery agents, (ii) lottery vendors, (iii) lottery crimes under
§§ 58.1-4014 through 58.1-4018,
(iv) defects in the law or regulations that cause abuses in the
administration and operation of the lottery and any evasions of such
provisions, or (v) the use of the lottery as a subterfuge for organized
crime and illegal gambling where such official records have not been
publicly released, published or copyrighted. All studies and
investigations referred to under clauses (iii), (iv) and (v) shall be
open to inspection and copying upon completion of the study or
investigation.
7. Investigative notes, correspondence
and information furnished in confidence, and records otherwise exempted
by this chapter or any Virginia statute, provided to or produced by or
for the (i) Auditor of Public Accounts; (ii) Joint Legislative Audit
and Review Commission; (iii) Department of the State Internal Auditor
with respect to an investigation initiated through the State Employee
Fraud, Waste and Abuse Hotline; (iv) committee or the auditor with
respect to an investigation or audit conducted pursuant to § 15.2-825;
or (v) auditors, appointed by the local governing body of any county,
city or town or a school board, who by charter, ordinance, or statute
have responsibility for conducting an investigation of any officer,
department or program of such body. Records of completed investigations
shall be disclosed in a form that does not reveal the identity of the
complainants or persons supplying information to investigators. Unless
disclosure is prohibited by this section, the records disclosed shall
include, but not be limited to, the agency involved, the identity of
the person who is the subject of the complaint, the nature of the
complaint, and the actions taken to resolve the complaint. If an
investigation does not lead to corrective action, the identity of the
person who is the subject of the complaint may be released only with
the consent of the subject person. Local governing bodies shall adopt
guidelines to govern the disclosure required by this subdivision.
8.
Records of the Virginia Office for Protection and Advocacy consisting
of documentary evidence received or maintained by the Office or its
agents in connection with specific complaints or investigations, and
records of communications between employees and agents of the Office
and its clients or prospective clients concerning specific complaints,
investigations or cases. Upon the conclusion of an investigation of a
complaint, this exclusion shall no longer apply, but the Office may not
at any time release the identity of any complainant or person with
mental illness, mental retardation, developmental disabilities or other
disability, unless (i) such complainant or person or his legal
representative consents in writing to such identification or (ii) such
identification is required by court order.
9.
Information furnished in confidence to the Department of Employment
Dispute Resolution with respect to an investigation, consultation, or
mediation under Chapter 10 (§ 2.2-1000
et seq.) of this title, and memoranda, correspondence and other records
resulting from any such investigation, consultation or mediation.
However, nothing in this section shall prohibit the distribution of
information taken from inactive reports in a form that does not reveal
the identity of the parties involved or other persons supplying
information.
10. The names, addresses and telephone
numbers of complainants furnished in confidence with respect to an
investigation of individual zoning enforcement complaints made to a
local governing body.
11. Records of active investigations being conducted by the Department of Criminal Justice Services pursuant to Article 4 (§ 9.1-138 et seq.), Article 4.1 (§ 9.1-150.1 et seq.), Article 11 (§ 9.1-185 et seq.) and Article 12 (§ 9.1-186 et seq.) of Chapter 1 of Title 9.1. 12. Records furnished to or prepared by the Board of Education pursuant to subsection D of § 22.1-253.13:3
in connection with the review or investigation of any alleged breach in
security, unauthorized alteration, or improper administration of tests
by local school board employees responsible for the distribution or
administration of the tests. However, this section shall not prohibit
the disclosure of records to (i) a local school board or division
superintendent for the purpose of permitting such board or
superintendent to consider or to take personnel action with regard to
an employee or (ii) any requester, after the conclusion of a review or
investigation, in a form that (a) does not reveal the identity of any
person making a complaint or supplying information to the Board on a
confidential basis and (b) does not compromise the security of any test
mandated by the Board.
§ 2.2-3705.4. Exclusions to application of chapter; educational records and certain records of educational institutions.
The
following records are excluded from the provisions of this chapter but
may be disclosed by the custodian in his discretion, except where such
disclosure is prohibited by law:
1.
Scholastic records containing information concerning identifiable
individuals, except that such access shall not be denied to the person
who is the subject thereof, or the parent or legal guardian of the
student. However, no student shall have access to (i) financial records
of a parent or guardian or (ii) records of instructional, supervisory,
and administrative personnel and educational personnel ancillary
thereto, that are in the sole possession of the maker thereof and that
are not accessible or revealed to any other person except a substitute.
The
parent or legal guardian of a student may prohibit, by written request,
the release of any individual information regarding that student until
the student reaches the age of 18 years. For scholastic records of
students under the age of 18 years, the right of access may be asserted
only by his legal guardian or parent, including a noncustodial parent,
unless such parent's parental rights have been terminated or a court of
competent jurisdiction has restricted or denied such access. For
scholastic records of students who are emancipated or attending a
state-supported institution of higher education, the right of access
may be asserted by the student.
Any person who is the
subject of any scholastic record and who is 18 years of age or older
may waive, in writing, the protections afforded by this subdivision. If
the protections are so waived, the public body shall open such records
for inspection and copying.
2. Confidential letters
and statements of recommendation placed in the records of educational
agencies or institutions respecting (i) admission to any educational
agency or institution, (ii) an application for employment, or (iii)
receipt of an honor or honorary recognition.
3. Data,
records or information of a proprietary nature produced or collected by
or for faculty or staff of public institutions of higher education,
other than the institutions' financial or administrative records, in
the conduct of or as a result of study or research on medical,
scientific, technical or scholarly issues, whether sponsored by the
institution alone or in conjunction with a governmental body or a
private concern, where such data, records or information has not been
publicly released, published, copyrighted or patented.
4.
All records of the University of Virginia or the University of Virginia
Medical Center or Eastern Virginia Medical School, as the case may be,
that contain proprietary, business-related information pertaining to
the operations of the University of Virginia Medical Center or Eastern
Virginia Medical School, as the case may be, including business
development or marketing strategies and activities with existing or
future joint venturers, partners, or other parties with whom the
University of Virginia Medical Center or Eastern Virginia Medical
School, as the case may be, has formed, or forms, any arrangement for
the delivery of health care, if disclosure of such information would be
harmful to the competitive position of the Medical Center or Eastern
Virginia Medical School, as the case may be.
5. Personal information, as defined in § 2.2-3801,
provided to the Board of the Virginia College Savings Plan or its
employees by or on behalf of individuals who have requested information
about, applied for, or entered into prepaid tuition contracts or
savings trust account agreements pursuant to Chapter 4.9 (§ 23-38.75
et seq.) of Title 23. Nothing in this subdivision shall be construed to
prohibit disclosure or publication of information in a statistical or
other form that does not identify individuals or provide personal
information. Individuals shall be provided access to their own personal
information. 6. Personal information, as defined in § 2.2-3801,
provided to the Board of the Virginia College Savings Plan or its
employees by or on behalf of individuals who have requested information
about, applied for, or entered into prepaid tuition contracts or
savings trust account agreements pursuant to Chapter 4.9 (§ 23-38.75
et seq.) of Title 23. Nothing in this subdivision shall be construed to
prohibit disclosure or publication of information in a statistical or
other form that does not identify individuals or provide personal
information. Individuals shall be provided access to their own personal
information.
§ 2.2-3705.5. Exclusions to application of chapter; health and social services records.
The
following records are excluded from the provisions of this chapter but
may be disclosed by the custodian in his discretion, except where such
disclosure is prohibited by law:
1.
Health records, except that such records may be personally reviewed by
the individual who is the subject of such records, as provided in
subsection F of § 32.1-127.1:03.
Where
the person who is the subject of medical records is confined in a state
or local correctional facility, the administrator or chief medical
officer of such facility may assert such confined person's right of
access to the medical records if the administrator or chief medical
officer has reasonable cause to believe that such confined person has
an infectious disease or other medical condition from which other
persons so confined need to be protected. Health records shall only be
reviewed and shall not be copied by such administrator or chief medical
officer. The information in the health records of a person so confined
shall continue to be confidential and shall not be disclosed by the
administrator or chief medical officer of the facility to any person
except the subject or except as provided by law.
Where
the person who is the subject of health records is under the age of 18,
his right of access may be asserted only by his guardian or his parent,
including a noncustodial parent, unless such parent's parental rights
have been terminated, a court of competent jurisdiction has restricted
or denied such access, or a parent has been denied access to the health
records in accordance with §20-124.6.
In instances where the person who is the subject thereof is an
emancipated minor, a student in a public institution of higher
education, or is a minor who has consented to his own treatment as
authorized by §16.1-338 or 54.1-2969, the right of access may be asserted by the subject person.
For
the purposes of this chapter, statistical summaries of incidents and
statistical data concerning patient abuse as may be compiled by the
Commissioner of the Department of Mental Health, Mental Retardation and
Substance Abuse Services shall be open to inspection and copying as
provided in § 2.2-3704. No such summaries or data shall include any patient-identifying information.
2.
Applications for admission to examinations or for licensure and scoring
records maintained by the Department of Health Professions or any board
in that department on individual licensees or applicants. However, such
material may be made available during normal working hours for copying,
at the requester's expense, by the individual who is the subject
thereof, in the offices of the Department of Health Professions or in
the offices of any health regulatory board, whichever may possess the
material.
3. Reports, documentary evidence and other information as specified in §§ 2.2-706 and 63.2-104.
4.
Investigative notes; proprietary information not published, copyrighted
or patented; information obtained from employee personnel records;
personally identifiable information regarding residents, clients or
other recipients of services; and other correspondence and information
furnished in confidence to the Department of Social Services in
connection with an active investigation of an applicant or licensee
pursuant to Chapters 17 (§ 63.2-1700 et seq.) and 18 (§ 63.2-1800
et seq.) of Title 63.2. However, nothing in this section shall prohibit
disclosure of information from the records of completed investigations
in a form that does not reveal the identity of complainants, persons
supplying information, or other individuals involved in the
investigation.
5. Information and records collected
for the designation and verification of trauma centers and other
specialty care centers within the Statewide Emergency Medical Services
System and Services pursuant to Article 2.1 (§ 32.1-111.1 et seq.) of Chapter 4 of Title 32.1.
6.
(Effective until October 1, 2005) Reports and court documents relating
to involuntary admission required to be kept confidential pursuant to §
37.1-67.3.
6.
(Effective October 1, 2005) Reports and court documents relating to
involuntary admission required to be kept confidential pursuant to § 37.2-818.
7.
Data formerly required to be submitted to the Commissioner of Health
relating to the establishment of new or the expansion of existing
clinical health services, acquisition of major medical equipment, or
certain projects requiring capital expenditures pursuant to former §
32.1-102.3:4.
8. Information required to be provided to the Department of Health Professions by certain licensees pursuant to § 54.1-2506.1.
9.
All information and records acquired during a review of any child death
by the State Child Fatality Review team established pursuant to § 32.1-283.1, during a review of any child death by a local or regional child fatality review team established pursuant to § 32.1-283.2,
and all information and records acquired during a review of any death
by a family violence fatality review team established pursuant to § 32.1-283.3.
10. Patient level data collected by the Board of Health and not yet processed, verified, and released, pursuant to § 32.1-276.9, to the Board by the nonprofit organization with which the Commissioner of Health has contracted pursuant to § 32.1-276.4.
11.
Records of the Intervention Program Committee within the Department of
Health Professions, to the extent such records may identify any
practitioner who may be, or who is actually, impaired to the extent
disclosure is prohibited by § 54.1-2517.
12.
Records submitted as a grant application, or accompanying a grant
application, to the Commonwealth Neurotrauma Initiative Advisory Board
pursuant to Chapter 3.1 (§ 51.5-12.1
et seq.) of Title 51.5, to the extent such records contain (i) medical
or mental records, or other data identifying individual patients or
(ii) proprietary business or research-related information produced or
collected by the applicant in the conduct of or as a result of study or
research on medical, rehabilitative, scientific, technical or scholarly
issues, when such information has not been publicly released,
published, copyrighted or patented, if the disclosure of such
information would be harmful to the competitive position of the
applicant.
13. Any record copied, recorded or received
by the Commissioner of Health in the course of an examination,
investigation or review of a managed care health insurance plan
licensee pursuant to §§ 32.1-137.4 and 32.1-137.5, including books, records, files, accounts, papers, documents, and any or all computer or other recordings.
14. Records, information and statistical registries required to be kept confidential pursuant to §§ 63.2-102 and 63.2-104.
15.
(For effective date - See note) All data, records, and reports relating
to the prescribing and dispensing of covered substances to recipients
and any abstracts from such data, records, and reports that are in the
possession of the Prescription Monitoring Program pursuant to Chapter
25.2 (§ 54.1-2519 et seq.) of Title 54.1 and any material relating to the operation or security of the Program.
16.
Records of the Virginia Birth-Related Neurological Injury Compensation
Program required to be kept confidential pursuant to § 38.2-5002.2.
17.
Records of the State Health Commissioner relating to the health of any
person or persons subject to an order of quarantine or an order of
isolation pursuant to Article 3.02 (§ 32.1-48.05
et seq.) of Chapter 2 of Title 32.1; this provision shall not, however,
be construed to prohibit the disclosure of statistical summaries,
abstracts or other information in aggregate form.
18.
Records containing the names and addresses or other contact information
of persons receiving transportation services from a state or local
public body or its designee under Title II of the Americans with
Disabilities Act, (42 U.S.C. § 12131 et seq.) or funded by Temporary
Assistance for Needy Families (TANF) created under § 63.2-600.
§ 2.2-3705.6. Exclusions to application of chapter; proprietary records and trade secrets.
The
following records are excluded from the provisions of this chapter but
may be disclosed by the custodian in his discretion, except where such
disclosure is prohibited by law:
1. Proprietary information gathered by or for the Virginia Port Authority as provided in § 62.1-132.4 or § 62.1-134.1.
2.
Financial statements not publicly available filed with applications for
industrial development financings in accordance with Chapter 49 (§ 15.2-4900 et seq.) of Title 15.2.
3. Confidential proprietary records, voluntarily provided by private business pursuant to a promise of confidentiality from the Department of Business Assistance, the Virginia Economic Development Partnership, the Virginia Tourism Authority, the Tobacco Indemnification and Community Revitalization Commission, a nonprofit, nonstock corporation created pursuant to §2.2-2240.1, or local or regional industrial or economic development authorities or organizations, used by the Department, the Partnership, the Authority, or such entities for business, trade and tourism development; and memoranda, working papers or other records related to businesses that are considering locating or expanding in Virginia, prepared by such entities, where competition or bargaining is involved and where, if such records are made public, the financial interest of the governmental unit would be adversely affected.
4. Information that was filed as confidential under the Toxic Substances Information Act (§ 32.1-239 et seq.), as such Act existed prior to July 1, 1992.
5.
Fisheries data that would permit identification of any person or
vessel, except when required by court order as specified in § 28.2-204.
6.
Confidential financial statements, balance sheets, trade secrets, and
revenue and cost projections provided to the Department of Rail and
Public Transportation, provided such information is exempt under the
federal Freedom of Information Act or the federal Interstate Commerce
Act or other laws administered by the Surface Transportation Board or
the Federal Railroad Administration with respect to data provided in
confidence to the Surface Transportation Board and the Federal Railroad
Administration.
7. Confidential proprietary records
related to inventory and sales, voluntarily provided by private energy
suppliers to the Department of Mines, Minerals and Energy, used by that
Department for energy contingency planning purposes or for developing
consolidated statistical information on energy supplies.
8.
Confidential proprietary information furnished to the Board of Medical
Assistance Services or the Medicaid Prior Authorization Advisory
Committee pursuant to Article 4 (§ 32.1-331.12 et seq.) of Chapter 10 of Title 32.1.
9.
Proprietary, commercial or financial information, balance sheets, trade
secrets, and revenue and cost projections provided by a private
transportation business to the Virginia Department of Transportation
and the Department of Rail and Public Transportation for the purpose of
conducting transportation studies needed to obtain grants or other
financial assistance under the Transportation Equity Act for the 21st
Century (P.L. 105-178) for transportation projects, provided such
information is exempt under the federal Freedom of Information Act or
the federal Interstate Commerce Act or other laws administered by the
Surface Transportation Board or the Federal Railroad Administration
with respect to data provided in confidence to the Surface
Transportation Board and the Federal Railroad Administration. However,
the exemption provided by this subdivision shall not apply to any
wholly owned subsidiary of a public body.
10. Confidential information designated as provided in subsection D of § 2.2-4342
as trade secrets or proprietary information by any person who has
submitted to a public body an application for prequalification to bid
on public construction projects in accordance with subsection B of § 2.2-4317. 11. a. Memoranda, staff evaluations, or other records prepared by the responsible public entity, its staff, outside advisors, or consultants exclusively for the evaluation and negotiation of proposals filed under the Public-Private Transportation Act of 1995 (§ 56- 556 et seq.) or the Public Private Education Facilities and Infrastructure Act of 2002 (§ 56-575.1 et seq.), where (i) if such records were made public prior to or after the execution of an interim or a comprehensive agreement, § 56-573.1:1 or 56-575.17 notwithstanding, the financial interest or bargaining position of the public entity would be adversely affected, and (ii) the basis for the determination required in clause (i) is documented in writing by the responsible public entity; and
b. Records provided by a private entity to a responsible public entity, affected jurisdiction, or affected local jurisdiction pursuant to the provisions of the Public-Private Transportation Act of 1995 or the Public-Private Education Facilities and Infrastructure Act of 2002, to the extent that such records contain (i) trade secrets of the private entity as defined in the Uniform Trade Secrets Act (§ 59.1-336 et seq.); (ii) financial records of the private entity, including balance sheets and financial statements, that are not generally available to the public through regulatory disclosure or otherwise; or (iii) other information submitted by the private entity, where, if the records were made public prior to the execution of an interim agreement or a comprehensive agreement, the financial interest or bargaining position of the public or private entity would be adversely affected. In order for the records specified in clauses (i), (ii) and (iii) to be excluded from the provisions of this chapter, the private entity shall make a written request to the responsible public entity:
1. Invoking such exclusion upon submission of the data or other materials for which protection from disclosure is sought;
2. Identifying with specificity the data or other materials for which protection is sought; and 21
3. Stating the reasons why protection is necessary.
The responsible public entity shall determine whether the requested exclusion from disclosure is necessary to protect the trade secrets or financial records of the private entity. To protect other records submitted by the private entity from disclosure, the responsible public entity shall determine whether public disclosure prior to the execution of an interim agreement or a comprehensive agreement would adversely affect the financial interest or bargaining position of the public or private entity. The responsible public entity shall make a written determination of the nature and scope of the protection to be afforded by the responsible public entity under this subdivision. Once a written determination is made by the responsible public entity, the records afforded protection under this subdivision shall continue to be protected from disclosure when in the possession of any affected jurisdiction or affected local jurisdiction.
Except as specifically provided in subdivision 11 a, nothing in this subdivision shall be construed to authorize the withholding of (a) procurement records as required by § 56- 573.1:1 or 56-575.17; (b) information concerning the terms and conditions of any interim or comprehensive agreement, service contract, lease, partnership, or any agreement of any kind entered into by the responsible public entity and the private entity; (c) information concerning the terms and conditions of any financing arrangement that involves the use of any public funds; or (d) information concerning the performance of any private entity developing or operating a qualifying transportation facility or a qualifying project.
For the purposes of this subdivision, the terms ‘‘affected jurisdiction,’’ ‘‘affected local jurisdiction,’’ ‘‘comprehensive agreement,’’ ‘‘interim agreement,’’ ‘‘qualifying project,’’ ‘‘qualifying transportation facility,’’ ‘‘responsible public entity,’’ and ‘‘private entity’’ shall mean the same as those terms are defined in the Public-Private Transportation Act of 1995 or in the Public-Private Education Facilities and Infrastructure Act of 2002.
12. Confidential
proprietary information or trade secrets, not publicly available,
provided by a private person or entity to the Virginia Resources
Authority or to a fund administered in connection with financial
assistance rendered or to be rendered by the Virginia Resources
Authority where, if such information were made public, the financial
interest of the private person or entity would be adversely affected,
and, after June 30, 1997, where such information was provided pursuant
to a promise of confidentiality.
13. Confidential proprietary records that are provided by a franchisee under Article 1.2 (§ 15.2-2108.19
to its franchising authority pursuant to a promise of confidentiality
from the franchising authority that relates to the franchisee's
potential provision of new services, adoption of new technologies or
implementation of improvements, where such new services, technologies
or improvements have not been implemented by the franchisee on a
nonexperimental scale in the franchise area, and where, if such records
were made public, the competitive advantage or financial interests of
the franchisee would be adversely affected. In order for confidential
proprietary information to be excluded from the provisions of this
chapter, the franchisee shall (i) invoke such exclusion upon submission
of the data or other materials for which protection from disclosure is
sought, (ii) identify the data or other materials for which protection
is sought, and (iii) state the reason why protection is necessary.
14.
Documents and other information of a proprietary nature furnished by a
supplier of charitable gaming supplies to the Department of Charitable
Gaming pursuant to subsection E of § 18.2-340.34.
15.
Records and reports related to Virginia apple producer sales provided
to the Virginia State Apple Board pursuant to §§ 3.1-622 and 3.1-624.
16. Trade secrets, as defined in the Uniform Trade Secrets Act (§ 59.1-336 et seq.) of Title 59.1, submitted by CMRS providers as defined in § 56-484.12 to the Wireless Carrier E-911 Cost Recovery Subcommittee created pursuant to § 56-484.15, relating to the provision of wireless E-911 service.
17.
Records submitted as a grant application, or accompanying a grant
application, to the Commonwealth Health Research Board pursuant to
Chapter 22 (§ 23-277
et seq.) of Title 23 to the extent such records contain proprietary
business or research-related information produced or collected by the
applicant in the conduct of or as a result of study or research on
medical, rehabilitative, scientific, technical or scholarly issues,
when such information has not been publicly released, published,
copyrighted or patented, if the disclosure of such information would be
harmful to the competitive position of the applicant.
18.
Confidential proprietary records and trade secrets developed and held
by a local public body (i) providing telecommunication services
pursuant to § 56-265.4:4 and (ii) providing cable television services pursuant to Article 1.1 (§ 15.2-2108.2
et seq.) of Chapter 2 of Title 15.2, to the extent that disclosure of
such records would be harmful to the competitive position of the
locality. In order for confidential proprietary information or trade
secrets to be excluded from the provisions of this chapter, the
locality in writing shall (i) invoke the protections of this
subdivision, (ii) identify with specificity the records or portions
thereof for which protection is sought, and (iii) state the reasons why
protection is necessary.
19. Confidential proprietary
records and trade secrets developed by or for a local authority created
in accordance with the Virginia Wireless Service Authorities Act (§15.2-5431.1 et seq.) to provide qualifying communications services as authorized by Article 5.1 (§ 56-484.7:1
et seq.) of Chapter 15 of Title 56, where disclosure of such
information would be harmful to the competitive position of the
authority, except that records required to be maintained in accordance
with § 15.2-2160 shall be released. 20. Trade secrets as defined in the Uniform Trade Secrets Act (§ 59.1-336
et seq.) or financial records of a business, including balance sheets
and financial statements, that are not generally available to the
public through regulatory disclosure or otherwise, provided to the
Department of Minority Business Enterprise as part of an application
for (i) certification as a small, women- or minority-owned business in
accordance with Chapter 14 (§ 2.2-1400
et seq.) of this title or (ii) a claim made by a disadvantaged business
or an economically disadvantaged individual against the Capital Access
Fund for Disadvantaged Businesses created pursuant to § 2.2-2311.
In order for such trade secrets or financial records to be excluded
from the provisions of this chapter, the business shall (a) invoke such
exclusion upon submission of the data or other materials for which
protection from disclosure is sought, (b) identify the data or other
materials for which protection is sought, and (c) state the reasons why
protection is necessary.
§ 2.2-3705.7. Exclusions to application of chapter; records of specific public bodies and certain other limited exemptions.
The
following records are excluded from the provisions of this chapter but
may be disclosed by the custodian in his discretion, except where such
disclosure is prohibited by law:
1.
State income, business, and estate tax returns, personal property tax
returns, scholastic and confidential records held pursuant to § 58.1-3.
2.
Working papers and correspondence of the Office of the Governor;
Lieutenant Governor; the Attorney General; the members of the General
Assembly or the Division of Legislative Services; the mayor or chief
executive officer of any political subdivision of the Commonwealth; or
the president or other chief executive officer of any public
institution of higher education in Virginia. However, no record, which
is otherwise open to inspection under this chapter, shall be deemed
exempt by virtue of the fact that it has been attached to or
incorporated within any working paper or correspondence.
As used in this subdivision:
"Office
of the Governor" means the Governor; his chief of staff, counsel,
director of policy, Cabinet Secretaries, and the Director of the
Virginia Liaison Office; and those individuals to whom the Governor has
delegated his authority pursuant to § 2.2-104.
"Working papers" means those records prepared by or for an above-named public official for his personal or deliberative use.
3.
Library records that can be used to identify both (i) any library
patron who has borrowed material from a library and (ii) the material
such patron borrowed.
4. Contract cost estimates
prepared for the confidential use of the Department of Transportation
in awarding contracts for construction or the purchase of goods or
services, and records and automated systems prepared for the
Department's Bid Analysis and Monitoring Program.
5.
Lists of registered owners of bonds issued by a political subdivision
of the Commonwealth, whether the lists are maintained by the political
subdivision itself or by a single fiduciary designated by the political
subdivision.
6. Records and writings furnished by a
member of the General Assembly to a meeting of a standing committee,
special committee or subcommittee of his house established solely for
the purpose of reviewing members' annual disclosure statements and
supporting materials filed under § 30-110 or of formulating advisory opinions to members on standards of conduct, or both.
7.
Customer account information of a public utility affiliated with a
political subdivision of the Commonwealth, including the customer's
name and service address, but excluding the amount of utility service
provided and the amount of money paid for such utility service.
8. Personal information, as defined in § 2.2-3801,
(i) filed with the Virginia Housing Development Authority concerning
individuals who have applied for or received loans or other housing
assistance or who have applied for occupancy of or have occupied
housing financed, owned or otherwise assisted by the Virginia Housing
Development Authority; (ii) concerning persons participating in or
persons on the waiting list for federally funded rent-assistance
programs; (iii) filed with any local redevelopment and housing
authority created pursuant to § 36-4
concerning persons participating in or persons on the waiting list for
housing assistance programs funded by local governments or by any such
authority; or (iv) filed with any local redevelopment and housing
authority created pursuant to § 36-4
or any other local government agency concerning persons who have
applied for occupancy or who have occupied affordable dwelling units
established pursuant to § 15.2-2304 or § 15.2-2305. However, access to one's own information shall not be denied.
9. Records regarding the siting of hazardous waste facilities, except as provided in § 10.1-1441,
if disclosure of them would have a detrimental effect upon the
negotiating position of a governing body or on the establishment of the
terms, conditions and provisions of the siting agreement.
10.
Records containing information on the site specific location of rare,
threatened, endangered or otherwise imperiled plant and animal species,
natural communities, caves, and significant historic and archaeological
sites if, in the opinion of the public body that has the responsibility
for such information, disclosure of the information would jeopardize
the continued existence or the integrity of the resource. This
exemption shall not apply to requests from the owner of the land upon
which the resource is located.
11. Records, memoranda,
working papers, graphics, video or audio tapes, production models, data
and information of a proprietary nature produced by or for or collected
by or for the State Lottery Department relating to matters of a
specific lottery game design, development, production, operation,
ticket price, prize structure, manner of selecting the winning ticket,
manner of payment of prizes to holders of winning tickets, frequency of
drawings or selections of winning tickets, odds of winning,
advertising, or marketing, where such official records have not been
publicly released, published, copyrighted or patented. Whether
released, published or copyrighted, all game-related information shall
be subject to public disclosure under this chapter upon the first day
of sales for the specific lottery game to which it pertains.
12. Records of the Virginia Retirement System, acting pursuant to § 51.1-124.30, or of a local retirement system, acting pursuant to § 51.1-803, or of the Rector and Visitors of the University of Virginia, acting pursuant to § 23-76.1,
relating to the acquisition, holding or disposition of a security or
other ownership interest in an entity, where such security or ownership
interest is not traded on a governmentally regulated securities
exchange, to the extent that: (i) such records contain confidential
analyses prepared for the Rector and Visitors of the University of
Virginia, prepared by the retirement system or provided to the
retirement system under a promise of confidentiality, of the future
value of such ownership interest or the future financial performance of
the entity, and (ii) disclosure of such confidential analyses would
have an adverse effect on the value of the investment to be acquired,
held or disposed of by the retirement system or the Rector and Visitors
of the University of Virginia. Nothing in this subdivision shall be
construed to prevent the disclosure of records relating to the identity
of any investment held, the amount invested, or the present value of
such investment.
13. Names and addresses of
subscribers to Virginia Wildlife magazine, published by the Department
of Game and Inland Fisheries, provided the individual subscriber has
requested in writing that the Department not release such information.
14.
Financial, medical, rehabilitative and other personal information
concerning applicants for or recipients of loan funds submitted to or
maintained by the Assistive Technology Loan Fund Authority under
Chapter 11 (§ 51.5-53 et seq.) of Title 51.5.
15.
Records of the Virginia Commonwealth University Health System Authority
pertaining to any of the following: an individual's qualifications for
or continued membership on its medical or teaching staffs; proprietary
information gathered by or in the possession of the Authority from
third parties pursuant to a promise of confidentiality; contract cost
estimates prepared for confidential use in awarding contracts for
construction or the purchase of goods or services; data, records or
information of a proprietary nature produced or collected by or for the
Authority or members of its medical or teaching staffs; financial
statements not publicly available that may be filed with the Authority
from third parties; the identity, accounts or account status of any
customer of the Authority; consulting or other reports paid for by the
Authority to assist the Authority in connection with its strategic
planning and goals; the determination of marketing and operational
strategies where disclosure of such strategies would be harmful to the
competitive position of the Authority; and data, records or information
of a proprietary nature produced or collected by or for employees of
the Authority, other than the Authority's financial or administrative
records, in the conduct of or as a result of study or research on
medical, scientific, technical or scholarly issues, whether sponsored
by the Authority alone or in conjunction with a governmental body or a
private concern, when such data, records or information have not been
publicly released, published, copyrighted or patented.
16.
Records of the Department of Environmental Quality, the State Water Control Board, State Air Pollution Control Board or the Virginia Waste Management Board relating to (i) active federal environmental enforcement actions that are considered confidential under federal law and (ii) enforcement strategies, including proposed sanctions for enforcement actions. Upon request, such records shall be disclosed after a proposed sanction resulting from the investigation has been proposed to the director of the agency. This subdivision shall not be construed to prohibit the disclosure of records related to inspection reports, notices of violation, and documents detailing the nature of any environmental contamination that may have occurred or similar documents.
17. As it pertains to any person, records
related to the operation of toll facilities that identify an
individual, vehicle, or travel itinerary including, but not limited to,
vehicle identification data, vehicle enforcement system information;
video or photographic images; Social Security or other identification
numbers appearing on driver's licenses; credit card or bank account
data; home addresses; phone numbers; or records of the date or time of
toll facility use.
18. Records of the State Lottery
Department pertaining to (i) the social security number, tax
identification number, state sales tax number, home address and
telephone number, personal and lottery banking account and transit
numbers of a retailer, and financial information regarding the
nonlottery operations of specific retail locations, and (ii) individual
lottery winners, except that a winner's name, hometown, and amount won
shall be disclosed.
19. Records of the Board for
Branch Pilots relating to the chemical or drug testing of a person
regulated by the Board, where such person has tested negative or has
not been the subject of a disciplinary action by the Board for a
positive test result.
20. Records, investigative
notes, correspondence, and information pertaining to the planning,
scheduling and performance of examinations of holder records pursuant
to the Uniform Disposition of Unclaimed Property Act (§ 55-210.1
et seq.) prepared by or for the State Treasurer, his agents, employees
or persons employed to perform an audit or examination of holder
records.
21. Records of the Virginia Department of
Emergency Management or a local governing body relating to citizen
emergency response teams established pursuant to an ordinance of a
local governing body, to the extent that such records reveal the name,
address, including e-mail address, telephone or pager numbers, or
operating schedule of an individual participant in the program.
22.
Records of state or local park and recreation departments and local and regional park authorities to the extent such records contain information identifying a person under the age of 18 years, where the parent or legal guardian of such person has requested in writing that such information not be disclosed. However, nothing in this subdivision shall operate to prohibit the disclosure of information defined as directory information under regulations implementing the Family Educational Rights and Privacy Act, 20 U.S.C. § 1232g, unless the public body has undertaken the parental notification and opt-out requirements provided by such regulations. Access shall not be denied to the parent, including a noncustodial parent, or guardian of such person, unless the parent’s parental rights have been terminated or a court of competent jurisdiction has restricted or denied such access. For records of such persons who are emancipated, the right of access may be asserted by the subject thereof.
23.
Records submitted for inclusion in the Statewide Alert Network
administered by the Department of Emergency Management, to the extent
that they reveal names, physical addresses, email addresses, computer
or internet protocol information, telephone numbers, pager numbers,
other wireless or portable communications device information, or
operating schedules of individuals or agencies, where the release of
such information would compromise the security of the Statewide Alert
Network or individuals participating in the Statewide Alert Network.
24. Records of the Judicial Inquiry and Review Commission made confidential by §17.1-913. 25. Records of the Virginia Retirement System acting pursuant to § 51.1-124.30 or of a local retirement system acting pursuant to § 51.1-803 (hereinafter collectively referred to as ‘‘the retirement system’’) relating to:
a. Internal deliberations of or decisions by the retirement system on the pursuit of particular investment strategies, or the selection or termination of investment managers, prior to the execution of such investment strategies or the selection or termination of such managers, to the extent that disclosure of such records would have an adverse impact on the financial interest of the retirement system; and
b. Trade secrets, as defined in the Uniform Trade Secrets Act (§ 59.1-336 et seq.), provided by a private entity to the retirement system, to the extent disclosure of such records would have an adverse impact on the financial interest of the retirement system.
For the records specified in subdivision b to be excluded from the provisions of this chapter, the entity shall make a written request to the retirement system:
(1) Invoking such exclusion prior to or upon submission of the data or other materials for which protection from disclosure is sought;
(2) Identifying with specificity the data or other materials for which protection is sought; and
(3) Stating the reasons why protection is necessary.
The retirement system shall determine whether the requested exclusion from disclosure meets the requirements set forth in subdivision b.
Nothing in this subdivision shall be construed to authorize the withholding of the identity or amount of any investment held or the present value and performance of all asset classes and subclasses.
26. Records of the Department of Corrections made confidential by § 53.1-233.
27. (Expires July 1, 2008) Information relating to the breed of the vaccinated animal, and any personal identifying information relating to the animal owner that is not made a part of the animal license application, contained in rabies vaccination certificates provided to local treasurers as required by § 3.1-796.87:1.
§ 2.2-3705.8. Limitation on record exclusions.
A. Neither any provision of this chapter nor any provision of Chapter 38 (§ 2.2-3800
et seq.) of this title shall be construed as denying public access to
(i) contracts between a public body and its officers or employees,
other than contracts settling public employee employment disputes held
confidential as personnel records under § 2.2-3705.1;
(ii) records of the position, job classification, official salary or
rate of pay of, and records of the allowances or reimbursements for
expenses paid to any officer, official or employee of a public body; or
(iii) the compensation or benefits paid by any corporation organized by
the Virginia Retirement System or its officers or employees.
The
provisions of this subsection, however, shall not require public access
to records of the official salaries or rates of pay of public employees
whose annual rate of pay is $10,000 or less.
B. Nothing
in this chapter shall be construed as denying public access to the
nonexempt portions of a report of a consultant hired by or at the
request of a local public body or the mayor or chief executive or
administrative officer of such public body if (i) the contents of such
report have been distributed or disclosed to members of the local
public body or (ii) the local public body has scheduled any action on a
matter that is the subject of the consultant's report.
§ 2.2-3706. Disclosure of criminal records; limitations. A. As used in this section:
‘‘Criminal incident information’’ means a general description of the criminal activity reported, the date and general location the alleged crime was committed, the identity of the investigating officer, and a general description of any injuries suffered or property damaged or stolen.
B. Law-enforcement agencies shall make available upon request criminal incident information relating to felony offenses. However, where the release of criminal incident information is likely to jeopardize an ongoing investigation or prosecution, or the safety of an individual; cause a suspect to flee or evade detection; or result in the destruction of evidence, such information may be withheld until the above-referenced damage is no longer likely to occur from release of the information. Nothing in this subsection shall be construed to prohibit the release of those portions of such information that are not likely to cause the above-referenced damage.
C. Information in the custody of law-enforcement agencies relative to the identity of any individual, other than a juvenile, who is arrested and charged, and the status of the charge or arrest shall be released.
D. The identity of any victim, witness or undercover officer, or investigative techniques or procedures need not but may be disclosed unless disclosure is prohibited or restricted under § 19.2-11.2.
E. The identity of any individual providing information about a crime or criminal activity under a promise of anonymity shall not be disclosed.
F. The following records are excluded from the provisions of this chapter, but may be disclosed by the custodian, in his discretion, except where such disclosure is prohibited by law:
1. Complaints, memoranda, correspondence, case files or reports, witness statements, and evidence relating to a criminal investigation or prosecution, other than criminal incident information as defined in subsection A;
2. Adult arrestee photographs when necessary to avoid jeopardizing an investigation in felony cases until such time as the release of the photograph will no longer jeopardize the investigation;
3. Reports submitted in confidence to (i) state and local law-enforcement agencies, (ii) investigators authorized pursuant to § 53.1-16 or § 66-3.1, and (iii) campus police departments of public institutions of higher education established pursuant to Chapter 17 (§ 23-232 et seq.) of Title 23;
4. Portions of records of local government crime commissions that would identify individuals providing information about crimes or criminal activities under a promise of anonymity;
5. Records of local law-enforcement agencies relating to neighborhood watch programs that include the names, addresses, and operating schedules of individual participants in the program that are provided to such agencies under a promise of anonymity;
6. All records of persons imprisoned in penal institutions in the Commonwealth provided such records relate to the imprisonment;
7. Records of law-enforcement agencies, to the extent that such records contain specific tactical plans, the disclosure of which would jeopardize the safety or security of law- enforcement personnel or the general public;
8. All records of adult persons under (i) investigation or supervision by a local pretrial services agency in accordance with Article 5 (§ 19.2-152.2 et seq.) of Chapter 9 of Title 19.2; (ii) investigation, probation supervision or monitoring by a local community-based probation services agency in accordance with Article 9 (§ 9.1-173 et seq.) of Chapter 1 of Title 9.1; or (iii) investigation or supervision by state probation and parole services in accordance with Article 2 (§ 53.1-141 et seq.) of Chapter 4 of Title 53.1; and
9. Records of a law-enforcement agency to the extent that they disclose the telephone numbers for cellular telephones, pagers, or comparable portable communication devices provided to its personnel for use in the performance of their official duties.
G. Records kept by law-enforcement agencies as required by § 15.2-1722 shall be subject to the provisions of this chapter except:
1. Those portions of noncriminal incident or other investigative reports or materials containing identifying information of a personal, medical or financial nature provided to a law-enforcement agency where the release of such information would jeopardize the safety or privacy of any person;
2. Those portions of any records containing information related to plans for or resources dedicated to undercover operations; or
3. Records of background investigations of applicants for law-enforcement agency employment or other confidential administrative investigations conducted pursuant to law.
H. Records of the Sex Offender and Crimes Against Minors Registry maintained by the Department of State Police pursuant to Chapter 9 (§ 9.1-900 et seq.) of Title 9.1 are excluded from the provisions of this chapter, including information obtained from state, local and regional officials, except to the extent that information is required to be posted on the Internet pursuant to § 9.1-913.
I. In the event of conflict between this section as it relates to requests made under this section and other provisions of law, this section shall control.
§ 2.2-3707. Meetings to be public; notice of meetings; recordings; minutes.
A. All meetings of public bodies shall be open, except as provided in §§ 2.2-3707.01 and 2.2-3711.
B.
No meeting shall be conducted through telephonic, video, electronic or
other communication means where the members are not physically
assembled to discuss or transact public business, except as provided in
§§ 2.2-3708, 2.2-3709 or as may be specifically provided in Title 54.1 for the summary suspension of professional licenses.
C.
Every public body shall give notice of the date, time, and location of its meetings by placing the notice in a prominent public location at which notices are regularly posted and in the office of the clerk of the public body, or in the case of a public body that has no clerk, in the office of the chief administrator. All state public bodies subject to the provisions of this chapter shall also post notice of their meetings on their websites and on the electronic calendar maintained by the Virginia Information Technologies Agency commonly known as the Commonwealth Calendar. Publication of meeting notices by electronic means by other public bodies shall be encouraged. The notice shall be posted at least three working days prior to the meeting. Notices for meetings of state public bodies on which there is at least one member appointed by the Governor shall state whether or not public comment will be received at the meeting and, if so, the approximate point during the meeting when public comment will be received.
D.
Notice, reasonable under the circumstance, of special or emergency
meetings shall be given contemporaneously with the notice provided
members of the public body conducting the meeting.
E.
Any person may annually file a written request for notification with a
public body. The request shall include the requester's name, address,
zip code, daytime telephone number, electronic mail address, if
available, and organization, if any. The public body receiving such
request shall provide notice of all meetings directly to each such
person. Without objection by the person, the public body may provide
electronic notice of all meetings in response to such requests.
F.
At least one copy of all agenda packets and, unless exempt, all
materials furnished to members of a public body for a meeting shall be
made available for public inspection at the same time such documents
are furnished to the members of the public body.
G.
Nothing in this chapter shall be construed to prohibit the gathering or
attendance of two or more members of a public body (i) at any place or
function where no part of the purpose of such gathering or attendance
is the discussion or transaction of any public business, and such
gathering or attendance was not called or prearranged with any purpose
of discussing or transacting any business of the public body or (ii) at
a public forum, candidate appearance, or debate, the purpose of which
is to inform the electorate and not to transact public business or to
hold discussions relating to the transaction of public business, even
though the performance of the members individually or collectively in
the conduct of public business may be a topic of discussion or debate
at such public meeting. The notice provisions of this chapter shall not
apply to informal meetings or gatherings of the members of the General
Assembly.
H. Any person may photograph, film, record or
otherwise reproduce any portion of a meeting required to be open. The
public body conducting the meeting may adopt rules governing the
placement and use of equipment necessary for broadcasting,
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