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December 12, 2000
Ms. Margaret Edds
The Virginian-Pilot, Richmond Bureau
Richmond, VA
The staff of the Freedom of
Information Advisory Council is authorized to issue advisory
opinions. The ensuing staff advisory opinion is based solely upon
the information presented in your written inquiry of November 7,
2000, and accompanying attachments.
Dear Ms. Edds:
You have asked for an opinion based upon the Department of
Correction's (DOC) response to your request under the Virginia
Freedom of Information Act (FOIA) and whether the exemptions
claimed by DOC were properly invoked. Specifically, you asked DOC
how many first-time felony offenders incarcerated in 1983 and never
released were still in the Virginia prison system. You requested
this information to be listed by category of primary offense and
the number of people in each category still incarcerated. DOC
refused your request, citing subsection D of § 2.1-342 of the
Code of Virginia, which does not require a public body to create a
new record, and subsection H of § 2.1-342, which does not
require a public body to produce records in an electronic format
not used by the body.
Your notes accompanying your inquiry to this office indicate
that DOC maintains the information you have requested in two
databases: a "new commitments file" for 1983, and a "confined file"
for 2000. As an opinion of the Attorney General has pointed out,
for FOIA purposes "it is important to distinguish between a request
for information and a request for documents."[fn1] FOIA is
concerned with providing access to public records. Thus, while FOIA
does require all public records to be open for inspection,
subsection D of § 2.1-342 does not require a public body to
create a record that does not already exist. It would appear from
your inquiry that DOC does not currently maintain the information
you have requested, but would have to merge information from
separate sources. The same FOIA section gives the public body the
discretion to abstract or summarize the requested information, but
does not obligate a public body to do so. Therefore, it appears
that if DOC does not maintain the information you have requested in
a single document, it is not required by law to create the document
and subsection D of § 2.1-342 has been properly invoked.
Your inquiry indicates that DOC also cited subsection H of
§ 2.1-342, which states that a public body is not required to
produce a public record in a format not regularly used by that
public body. It appears from the context of the request that DOC
has cited this provision in response to your asking to list the
information by categories of offenses and the number of individuals
still incarcerated under each of those categories. It is the
opinion of this office that the format referred to in subsection H
refers to the physical characteristics or medium of the document,
such as whether it is saved on electronic tape, paper, or disk. The
provision requires that a public body provide a public record in a
requested medium if regularly used in the course of business by the
body. Thus, a public body that maintains certain documents only on
paper would not have to convert the information to a computerized
version that it did not normally use in responding to a particular
request. DOC's reliance on this provision in response to the
request to itemize the information in a particular fashion is
misplaced. This request relates to creating a new document, as
discussed above, but not a new format.
Also, please note that the law does not make a distinction in
the statutory duties of a public body between responding to a
request for electronic records or a request for paper records. If a
requested record contains both exempt and nonexempt information,
subsection B. 3. of § 2.1-342 requires that only the exempt
portion may be deleted or excised, and the remainder of the record
must be released. Likewise, subsection G of § 2.1-342 imposes
the same standard on public bodies when providing electronic
records. It states that [w]hen electronic or other databases are
combined or contain exempt and nonexempt records, the public body
may provide access to the exempt records if not otherwise
prohibited by law, but shall provide access to the nonexempt
records as provided by this chapter. (Emphasis added). Thus,
regardless of the physical medium of the requested record, exempt
information may be deleted and the remainder of the record must be
provided to the requester. Deleting exempt information from an
electronic file is not considered creating a new record for the
purposes of FOIA.
In the context of your particular requests to DOC, it appears
that while DOC is under no obligation to combine the information
from the two databases to create a record for you, as discussed
above, you may be entitled to the raw data you have requested from
each of the two databases. If all or a portion of the information
stored in the 1983 database file and the 2000 database file is
nonexempt or its release is not otherwise prohibited by law, then
it is releasable. You, in turn, can then use the raw data to create
the specific types of lists that you initially requested.
Thank you for contacting this office. I hope that I have been of
assistance.
Sincerely,
Maria J.K. Everett
Executive Director
Footnotes:
1. 1991 Op. Atty. Gen. Va.
9.
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